Forest Health Management, Rocky Mountain Region

Hazard Tree Management


Downloads: (these are explained below)
Hazard Tree Inspection form (Word version). (Here is the RTF version.)
Optional mapping form (Word version). (Here is the GIF version.)
International Tree Failure Database reporting form (pdf file).
Hazard Tree Database (zip file).

Outline of this Page

  1. Introduction
    1. Hazard Components
  2. Responsibility and Forest Service Policy
  3. Legal Aspects
  4. Hazard Tree Status in the Region
  5. Hazard Tree Inspection: Program and Procedure
    1. Planning
    2. Documentation
    3. Doing it - Field Procedures
  6. Hazard Prevention
    1. New or Reconstructed Site
    2. Avoiding Wounding in Established Sites
    3. Wound Dressings
    4. Vegetation Management
  7. Tree Failure Reporting

1. Introduction

Tree hazard means the likelihood of property damage or personal injury from tree failure. For the U.S. Forest Service, it is an issue primarily in developed recreation areas, especially as recreation becomes a more important focus. A program of hazard tree management is necessary to reduce the risk of property damage, injuries and fatalities due to tree failures in developed recreation areas.

Hazard Components

Hazard incorporates not just the condition of the tree, but also the potential target. So hazard is:

2. Responsibility and Forest Service Policy

The Chief of the Forest Service and the Regional Forester have stressed that the safety of the public and of our employees is our first priority. In developed recreation areas, hazard tree management is vital to public safety. The 2007 Forest Service Strategic Plan, Objective 4b is
“Improve the safety and economy of Forest Service roads, trails, facilities, and operations, and provide greater security for the public and employees.”
Traditionally and currently, according to the Forest Service Manual, line officers have direct responsibility for annual inspection and management of hazard trees on campgrounds and other heavily used recreation areas. FSM 2332.11 requires removal of hazardous trees or tree limbs, with assistance from timber management, forest health management, and recreation specialists.

R2 Supplement No. 2300-94-6 (2332.1), effective 8/15/94, states:

District rangers have the responsibility for carrying out the Regional program for identifying and correcting hazardous situations at developed sites in the public sector and at undeveloped areas where concentrated public use is anticipated. Immediate corrective action will be taken on all high priority deficiencies. Sites and facilities with high priority deficiencies that cannot be corrected immediately shall remain closed or be closed until the unsatisfactory condition is corrected. Removal of hazardous trees and other corrective work shall be incorporated into the annual program of work and budgeted accordingly.

Inspections shall be made annually and documented on Form R2-2300-11a, Recreation Site Preseason Safety and Health Inspection, which includes tree hazard evaluation. In addition, inspection shall be made and documented at specific sites after each major disturbance, such as high wind storm. Completed inspection reports shall be filed in the individual recreation site folders on the Ranger District.

The individual conducting the inspection shall have satisfactorily completed appropriate training and demonstrated competence in recognizing and evaluating safety and health hazards, including tree hazards. The training of these individuals is the responsibility of the Forest. Assistance from the Regional Office Staffs of Forest Pest Management and Recreation Management are available if Forest personnel does not have the expertise.

Tree failures should be reported on Form R2-2300-11b, Report of Tree Failure, and forwarded to Forest Pest Management for their records. The publication "Tree Hazards: Recognition and Reduction in Recreation Sites," Technical Report R2-1 (revised 1981), provides the guidelines for evaluating hazard trees in the Region.

As concessionaires have taken over management of most campgrounds in the Region, the situation has changed to some extent. Current permits assign responsibility for annual hazard tree inspection and removal to the concessionaire. The results of this arrangement have been variable across the Region. Some concessionaires have conducted inspections and removals or arranged for contractors to do the work. In many cases, little is done beyond removing dead trees, and in some cases even that level of effectiveness has not been reached. Proactive district personnel in some major recreational areas have become concerned at the situation in some campgrounds and have done survey work themselves or in cooperation with Forest Health Management.

Because of changes in policy, permits issued from this time forward may place narrower bounds on the responsibility assigned to the permittee. Responsibility for hazard tree management may be explicitly assumed by the Forest Service again, but the future is unclear on this issue. Some Forests may go their own way on this question, such that responsibility is in the hands of the Forest Service in some cases and the concessionaire in others.

3. Legal Aspects

In our litigious society, anyone who is injured or suffers property damage from a tree failure may sue the landowner. This is particularly likely if the landowner is percieved as having deep pockets, including governments. During such a suit, one of the questions that comes up is, "Do you have a regular program of tree inspection and maintenance?"

If so, plaintiffs want to know how thorough it is, how the inspectors are trained, the methodology and equipment used in the inspection, record keeping, etc. Then the questions turn to the tree that failed. When was it last inspected? What were the results? Was there any defect or indicator that might have suggested to a trained inspector that this particular tree was hazardous? A proactive inspection program can not only protect lives and property, it can ensure that managers have confidence in their ability to answer these questions.

4. Hazard Tree Status in the Region

Forest Health Management has been directly involved in hazard surveys of various campgrounds and other recreation sites recently. The results (Table 1) indicate that the number of high-hazard trees in recreation sites is substantial.

Table 1. Data from complete survey of selected developed recreation areas, 1997-1999.
Part of Region
No. of Sites Surveyed
No. of High- or Highest-Hazard Trees
No. of Person-Days Needed
Average Person-Days for Survey
North 13 campgrounds, 281 campsites 104 (0.37 per campsite) 24 0.085 per campsite
South 11 campgrounds, 324 campsites 689 (2.1 per campsite) 53.5 0.165 per campsite
South 10 other recreation areas 128 (12.8 per area) 9.3 0.93 per area

To extrapolate the data in Table 1 to the Region, we note that there are 482 developed campgrounds with a total of 9,999 campsites in the Region. Using the average of 1.24 high-hazard trees per campsite, we estimate that there are approximately 12,399 trees in the high or highest hazard category in campgrounds of the Region.

The personnel required to inspect the campgrounds in Table 1 for hazard trees can be used to estimate the size of the overall task in the Region. Based on the campground data (using the average of 0.125 person-days per campsite), a full survey of the Region would require approximately 1250 person-days. Such surveys are normally accomplished with 2- or 3-person crews. Table 2 shows the number of days it would take to survey the Region with varying numbers of personnel. Thus, 6 people (2, 3-person crews or 3, 2-person crews) working 4-5 months per year could cover the Region in approximately two years. This may be a reasonable schedule, with the alternate-year inspection being more rudimentary and limited to spring cleanup and removal of dead and obviously defective trees.

Table 2. Days required to survey all R2 campgrounds for 1, 3 and 6 workers.
No. of persons 1 No. work days No. calendar days
1 1250 1825
3 417 609
6 208 304
1 Workers could be deployed in 2- or 3-person crews.

This does not include the large number of developed recreation sites other than campgrounds. Inspections are required in such sites, at least near parking areas, toilets, picnic areas, etc., but in most cases the number of trees involved is much lower than in campgrounds. Also, campgrounds are often given higher priority for inspection and treatment.

5. Hazard Tree Inspection: Program and Procedures

Planning

Hazard inspection is an attempt to determine tree hazard in order to determine if a tree should be removed or otherwise treated. Every tree is potentially hazardous, even if it looks perfect. Realistically, however, risk analysis or cost-benefit analysis is implicit in hazard tree management. One funny knot or scar or even limited amount of decay is not enough to decide to take a tree down. Systems and guidelines have been developed for inspection and decision-making, but knowledge, judgment, common sense and experience are an important part of the process.

In developing a hazard tree inspection program, a number of decisions need to be made. Forest Health Management is available to assist in planning and developing a program and in training field personnel in suitable inspection procedures and criteria. Here are some decisions that need to be made:

Frequency of inspection
This depends on target levels (e.g., how heavily used is the campground), tree condition, species. Some areas recommend inspecting twice a year, we recommend once a year with supplemental inspection after storm. However, a 100% full-blown inspection may not be needed every year. Depending on circumstances, it may be reasonable to do that every 2 or 3 years, and do a more cursory inspection in the intervening years. In that case, pay particular attention to trees noted as suspect in previous inspections.
Intensity of inspection
The effort expended in inspection should reflect the potential for serious damage should the tree fail (likelihood of striking target and value of target), i.e., effort should reflect risk. A dirt road might just get a windshield inspection. A campground normally gets a full walk-around inspection with tools and record-keeping. Some high-tech equipment is available for tree inspections. At this point, their effectiveness has not been adequately demonstrated. Knowledge, experience and common sense are much more useful.
Training of field inspectors.
Send inspectors to a formal training session, arrange an informal training, or have an experienced person work with them. We are happy to do provide training in various ways – just contact us and arrange it.
Tree tagging considerations.
Tag trees? How? Permanent or just until treatment is performed? Trees must be numbered on the form in any case.
Mapping.
Another or supplemental way to identify trees for future reference and treatment. A campground map is needed to start with to make a sketch map. Ideally use good, clearly identified reference points so trees can be relocated.
Diameter minimum?
7-8” dbh minimum is common.
Hazard rating threshold
Will you record and tag/map all trees, or just those above some hazard rating threshold?

Documentation.

Documentation is important to provide legal evidence should an accident occur, to track the progress of the program, and to detect trends in disease and hazard development in the recreation sites. Training of inspectors should be documented. Inspection procedures and criteria (including decisions made on the issues listed) above should be described in writing. Inspection data should be saved, as well as documentation of treatment actions.

A Microsoft Access application is designed to store and summarize data from hazard tree inspections. It was developed here in R2 to accommodate the Region’s hazard tree rating system. It is used on a local computer (C drive) . Users can import data from field data recorders, spreadsheets, or enter/edit data directly. Useful summary reports and tree lists can be quickly and automatically generated to support decision-making and implementation of treatment plans. Since all USFS computers already have Microsoft Access, no software purchase is necessary. You can download it here. Unzip it to C:\Program Files and read the User's Guide.

Doing it - Field Procedures

A Hazard Tree Inspection form recommended for use in the Rocky Mountain Region can be downloaded in Word format or in RTF format. It guides the user in recording all needed data and determining hazard ratings. It is 2-sided, with instructions and tips on the back. An optional mapping guide is also available in Word format and in GIF format. (To download the gif file in Windows, right click and choose 'save link as'. Its size may need to be adjusted prior to printing, depending on software.) It can be copied onto the back of the inspection form and used for mapping sites (e.g., campsites) individually.

Work the area in a logical, consistent sequence. Don't jump around. Following campsite numbering is a good idea. Record tree number, species, dbh, and mapping info as appropriate.

Assess the target for each tree. If the tree would not hit a road, major trail, structure, parking area or campsite, you can probably ignore it. If so, rate the target 2 or 1 (see form).

Look at the tree from 2-3 perspectives, close and far and all around. When you are learning, it will help to go through each defect on the form and decide if it applies. Inspectors should be able to recognize defects and understand their implications.

Based on indicators and experience, it may be necessary to check for root disease, usually using a pulaski. Examples of indicators would be thinning crown, dieback, reduced height growth, basal resinosis, exposed decay in butt or roots.

Also based on indicators, you may need to increment core or drill the tree to assess internal stem decay. Such indicators include wounds and bird cavities. Trees are rated in the highest hazard cavity if the remaining, undecayed, sound shell is less than 1/3 of the radius (use dbh/2 to get radius, not the core).

Calculate the rating. In some cases, you may feel the rating does not accurately reflect the hazard of the tree. Tree inspection and hazard rating are a combination of science and art: do what experience and sound judgment tell you is right, but make notes in the space provided about what you do. If necessary use a supplemental notebook. Even if the rating seems reasonable, use the notes column to record details on the defects, such as identity of the root pathogen, canker, conk, etc.

Here, in summary, are things to look for in a typical inspection:

  1. Target.
  2. Tree species. Some species are more prone to failure from particular defects.
  3. Tree age/size.
  4. General condition.
  5. Defects. If defects are connected that is worse:
    1. Cracks (vertical cracks in the trunk, often accompanied by callus that may or may not be ruptured) are taken pretty seriously. They are an indication that tree failure has already begun. Some consider them the number one indicator of hazard. They arise from short-term mechanical injury or, most commonly, by improper wound closure.

      Callus forms at the margin of injured cambium and grows outward to cover the wound. If all is well, the callus margins will meet and seal over the wound. Sometimes, the callus tends to curl inward, or inroll, during growth. This is sometimes called “ram's-horning.” If this happens, the callus never meets and seals properly. Instead, the bark covered surfaces of the callus rolls meet. As growth rings are added, the callus sides push against one another, leading to formation of cracks. Also, tension generated in the stem can lead to formation of secondary cracks elsewhere. Inrolled callus might might be expected where the wound surface is concave. The callus margin follows the concavity as it grows, increasing the likelihood that the callus surfaces will meet before the margins.

    2. Weak branch unions. A branch union is a fork in the stem or a place where two or more branches join the stem together. If bark is included in the union, the branches are unlikely to fuse. That is bad. How do you tell? If there is good fusion, there will usually be a raised, roughened bark ridge between the two. If not, the union will be a cleft with bark going down (included) into the union. Narrow branch angles are bad, and doubly so when they represent a forking trunk, that is, one is not clearly larger than the other. The two stems continue diameter growth, pressing against each other, pushing them apart. A split or crack is a common result. Wind helps.
    3. Decay in stem or branches. Some decay, especially in the interior, is tolerable. Most of the strength of a tree, like a pipe, is on the outside, so interior wood can be removed without great effect on strength. A rule of thumb is that if the thinnest layer of sound, outer wood is more than 30-35% of the overall stem radius, most of the strength is retained. Failure potential is considered high when there is canker-rot in the main stem or decay assoicated with weak branch union or open crack. Any decayed branch also has a high failure potential.
    4. Cankers. A canker (or scar or cavity) that involves more than 120° of the circumference is serious. We generally recommend removal if half or more of the circumference is occupied by an individual wound or canker. The potential for failure is higher if a canker is accompanied by decay or if it is connected to another defect.
    5. Dead branches or whole tree. Large dead branches have an obvious potential for failure and should be removed. The same goes for any dead tree.
    6. Root problems. Road construction, severing for utilities, soil erosion, trampling damage, partial windthrow, and root disease are the considerations here.
    7. Poor tree architecture. These may be caused by poor pruning in the past. Sharp bends or crooks in the branches are naturally weak, liable to failure. If a tree is topped, multiple branches may come out just below, they are usually weakly attached. Failure potential is considered high when tree leans more than 45° or when it leans and has another defect in mains stem. A significant lean that appears to have occurred recently and has not been corrected by negatively geotropic top growth ("unnatural lean") should be taken seriously.

6. Hazard Prevention

New or Reconstructed Recreation Sites

A critical step in avoiding hazard tree problems is during design and planning for new or reconstructed recreation sites. Consultation with Forest Health Management at this stage can help in choosing sites where vegetation can be managed safely. Also, individual trees may be selected for removal or retention at this stage to ensure that the most desirable, healthy trees are left on site.

Avoid Wounding during Construction

Existing trees are often left, to the extent possible, when new recreation sites or buildings are constructed. Here are some things that can go wrong at this stage.

Here are some steps to avoid such damage:

Avoiding Wounding in Established Sites

One of the major sources of wounding and resultant disease and hazard in campgrounds is campers. Axe throwing, chopping, hanging lanterns, dumping hot ashes at tree bases, etc. cause permanent damage that lead to decay and hazard. Educate campground hosts to encourage campers to care for trees. A signing and public education campaign may also be helpful in preventing such damage.

Maintain bumpers to protect trees from vehicles.

Wound dressings

Most authorities believe that wound dressings or sealants have little value in most cases and can be detrimental. Most studies have shown that some actually slow the growth of callus or increase the growth of decay fungi. Some studies only consider rate of callus growth, but other studies have shown that that is not necessarily correlated with decay. We do not recommend wound dressings. However, it must be said that there is not much research on the question, and there may be some sealants that are actually beneficial.

The only exception is with elms and oaks. In areas where the two wilt diseases, Dutch elm disease and Oak wilt, are of concern, fresh wounds should be covered with some kind of dressing to prevent access of the vectors to the wound area.

Vegetation Management

If we are to maintain developed recreation sites indefinitely, it is important to develop a vegetation management plan for each site. Such a document should take into account current conditions of the vegetation (including canopy, regeneration, shrubs, etc.), management objectives such as aesthetics and screening, potential pathways of stand development in the future, current and potential development of insects and diseases that may affect those pathways, and alternative approaches to meeting the objectives in the future. We know that the trees that make our campgrounds so beautiful will, at some point in the future, either die, fall, or be removed because we can no longer tolerate the risk that they present. There is no better time than now to plan for replacement of those trees.

The Rocky Mountain Region produced a guidebook to help managers of recreation and administrative sites develop and implement vegetation management plans. A new appendix considers detailed issues involved in revegetation of campgrounds following mortality due to bark beetles:

Printed copies of the guide are also available from Renewable Resources in the Regional Office and from Forest Health Management Service Centers.

7. Tree Failure Reporting

As indicated in the FSM R2 Supplement cited above, the Region formerly had a tree failure reporting system. This system has provided information on failed hazard trees that was useful in improving criteria for detecting hazard trees and also provided an indication of particular problems in the Region that needed to be addressed.

An international tree failure reporting system has now been established, the International Tree Failure Database. It was initiated by USDA Forest Service in cooperation with the International Society of Arboriculture. The new system uses a paper form for gathering failure data in the field. Reports are then entered into an online database. A PDA-based data entry system is also available. Training is required to get a username and password so that reports can be entered online. The regular hazard tree training provided by R2 Forest Health Management incorporates the needed information. Federal and state managers in the area served by R2 Forest Health Management who have not had the training can contact their Forest Health Management service center for information about submitting reports.

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Last modified: November 6, 2007
Author: Jim Worrall
Contact: Jim Worrall